Electronic Storage of Broker-Dealer Records¶
U.S. Securities and Exchange Commission. (2003). Electronic Storage of Broker-Dealer Records.
Cited by¶
1 citation across 1 artifact.
Each citation links to the sentence it supports in the citing article.
Mechanisms¶
- Read-Only Raw Evidence Archive
- This is the logic of write-once-read-many (WORM) storage, adopted in regulated recordkeeping precisely so that original records cannot be silently altered after the fact.
This sourceRequires regulated broker-dealer electronic records to remain non-rewriteable and non-erasable throughout their retention period.
- This is the logic of write-once-read-many (WORM) storage, adopted in regulated recordkeeping precisely so that original records cannot be silently altered after the fact.
Verification¶
This reference passed the adversarial substantiation pipeline: it was checked to exist and to support the claim it is attached to. See how references were verified.
Registry ID ref:a42a06374e41 · see in the full table